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Rota gaps survey findings 2024

According to our UK-wide survey of College members, paediatric services in England, Scotland and Northern Ireland are facing rota gaps of over 20%, with Wales services at 11.3%. Tier 2 rotas were generally more impacted than Tier 1 and combined general/neonatal services had the highest gaps. Less than full time working and lack of deanery trainee allocation were the main causal factors, with health reasons a relatively small proportion. Where improvement had been seen, the solution was generally one of short-term staffing.

Our report outlines the key findings from this study and our recommendations for deaneries and employers, which can act as a starting point to increased awareness of good practice in workforce planning.

Background

There are enduring, critical issues in the UK paediatric workforce with understaffed rotas, burnout and unfilled vacancies. These are set against a backdrop of accelerating demand on acute paediatric services, a post-pandemic referral backlog and increased waiting times.

Workforce planning is a key issue for the paediatric service. Currently, there are no plans to increase the number of paediatric training places, but there is an NHS England strategy for the redistribution of training posts, with paediatrics falling into the second phase of this process.

It is critical, therefore, that we understand collectively why rota gaps occur and how best to address them to ensure high quality service, staff wellbeing and a sustainable future workforce.

In spring 2024, the RCPCH Workforce Information team ran a study to address questions around rota gaps in paediatrics. This looked at the frequency of Tier 1 and Tier 2 rota gaps in general paediatrics, neonatology and paediatric sub-specialties across the UK. The questions included Trust/Health Board level information about rota type and any existing gaps, including the extent, duration and cause.

Quick read and full report

You can view our main findings from the study and recommendations on this page, download our reports below and view the 'quick read' version here. For detailed information on response rate, engagement and limitations, please consult the full report.


Key findings

Rota gaps report graphics combined [add info]

More detail on the key findings
  1. Services across England, Scotland and Northern Ireland are facing rota gaps of over 20% with Wales services at 11.3%.
  2. There is no regional pattern in terms of areas most affected with the Midlands, the South East, North East and Yorkshire, Scotland and Northern Ireland experiencing the highest gaps and the least affected being London, East of England and Wales.
  3. Tier 2 rotas are generally more impacted by rota gaps than Tier 1, with the exception of Northern Ireland and - while there was no clear pattern of regional bias - Tier 2 rota gaps were predominant across most of England, Wales and Scotland.
  4. Combined rotas (General Paediatrics/Neonatal and General Paediatrics/Specialty) were most heavily impacted by gaps especially at the Tier 1 level, while Neonatal and General Paediatrics saw a higher proportion of gaps on Tier 2 rotas.
  5. Rota gap duration was largely over three months, lasting three to six months or six months to a year.
  6. Both ‘Less than full time (LTFT) working’ and ‘lack of deanery trainee allocation’ (either due to gaps in rotation or insufficient places for a fully compliant rota) were main causal factors behind rota gaps, with health reasons accounting for a relatively small proportion. Predictably, lack of deanery allocation was much more significant at the Tier 1 level with LTFT working equally impactful for both tiers.
  7. Where improvement had been seen, the solution was generally one of short-term staffing largely in the form of clinical fellows and trust-grade locally employed doctors (LEDs) in addition to the use of locums and agency staff. Deanery allocation also contributed to improvement, especially where LTFT had increased e.g increased slot sharing in addition to better communication between those involved regarding expected resources.

Recommendations

it is not possible to translate the survey results into recommendations that fit all rotas and sites. The recommendations are therefore deliberately broad in nature and designed to act as a starting point to increased awareness of good practice that can help teams be proactive in workforce discussions.

Our recommendations
  1. Deaneries to review their workforce plan 6-12 monthly in anticipation of potential gaps in the NHSE funded post graduate doctor in training (PGDiT) posts and request adequate PGDiT recruitment during the National Paediatric recruitment cycle.
  2. To account for increased less than full time working, Deaneries should recruit to their Whole Time Equivalent (WTE) envelope and/or consider planning based on current 80% instead of 100% as being full time.
  3. Local employers may also opt to release local funding to enable flexibility in the recruitment of short-term staff roles in paediatrics such as LEDs, Specialty, Associate Specialist and Specialist (SAS) doctors and Fellows.
  4. Use of self-rostering (including artificial intelligence (AI) tools) helps to improve full utilisation of staffing particularly given uptake of LTFT training and use of slot shares in run-through training.
  5. All units should have a workforce plan that is reviewed on an annual basis alongside predicted service demands and NHS England, NHS Scotland, NHS Wales and Northern Ireland Department of Health allocation of PGDiTs, so that recruitment can be planned both strategically at regional level and informed by operational need rather than being reactive.
  6. Close liaison between Clinical Directors and Training Programme Directors (TPDs) is beneficial, allows early notification of likely gaps in rotas and enables strategic recruitment at a local level that reduces need for locums.
  7. Relevant bodies should consider releasing data related to vacancies at specialty and regional levels, to characterise the service need landscape by combining with other information such as waiting times, bed occupancy, child population and other relevant information that can inform commissioning and paediatric service configuration modelling across the UK.
  8. To support workforce planning, local employers should be provided with information on the numbers of doctors that are required to be trained, alongside the number of doctors required to staff rotas legally and safely while providing adequate training opportunities.